Access to Capital Directory

Published February 18, 2013

Promontory Point Capital

322 E. Michigan St., Suite 500

Milwaukee, WI 53202

www.promcp.com

Key Contact:

Chris Riegg
Bill Penkwitz
Steve Mayer

Phone: (414) 225-0484

Fax: (414) 225-0485

Year Founded: 2003

General Business Description: PPC is an investment banking firm focused on ownership transitions, M&A services, and securing debt and equity capital for our clients.

Two most common transaction sizes:

$10 mil - $19.9 mil

$20 mil - $39.9 mil

Top three industries in which transactions have been conducted:

Manufacturing

Business Services

Technology

Access to Capital Services : Capital Acquisition
Due Diligence
Exit Strategy
Financial Analysis
Financing
Growth Strategy
Leasing - Equipment
Loans - General
Management Buyout
Offering Materials
Prepare Company for Sale
Private Equity Acquisition
Recapitalization
Sale Leaseback
Strategic Acquisition
Strategic Investment
Transaction Marketing

Banks/Credit Unions

Investment Banking & M&A Firms

Number of investment bankers on staff: Under 5

Total number of transactions closed in past 18 months: 8 to 12

Percentage of transactions, buy vs. sell: 50% buy, 50% sell

Current transactions under Letter of Intent: Under 2

Private Equity Groups

Accounting, Legal & Valuation Firms

Other Organizations: Social Services/ Nonprofits, Government Programs. Venture Capital, Leasing & Real Estate Companies